"Our Job is to Help You Succeed"
At Patten Training & Review LLC, we provide many core and specialized financial services. Our employees are highly regarded, have years of experience, and are passionate about what they do. We are very confident in our ability, knowledge, expertise and dedication and believe strongly that those who choose our services will achieve great success. We strive to exceed your expectations in every way possible, and take great pride in knowing we have helped you succeed.
We have the knowledge and expertise to help you stay compliant in today’s ever-changing regulatory environment.
Our Core and Specialized Services
- Schedule 1
- SIPC 6 & 7
- Audit Support
- Payroll Services
- Tax Preparation
- Written Supervisory Procedures
- AML Third-Party Review
- Branch Audits
- One-on-one tutoring
- Taught by some of the country's top instructors, our firm provides instruction on all FINRA, MSRB, NYSE,
NFA and NASAA exam prep courses
- Product roll-out
- Financial services soft-skills