WHO ARE WE?

Principal Outsource Specialists

At Patten Training & Review, we provide many core and specialized financial services. Our employees are highly regarded, have years of experience, and are passionate about what they do.   We strive to exceed your expectations in every way possible and take great pride in knowing we have helped you succeed.

Learn More

Media

Watch our President speak about the 2019 FINRA Conference in her recent interview with Thomson Reuters Regulatory Intelligence.

Core Services

We have the knowledge & expertise to help you stay compliant

• Outsourced Principal Services  
• Outsourced CCO Services 
• FINOP Services
• AML Third Party Reviews
• Regulatory Exam Prep
• Municipal Principal
• Continuing Education Compliance Services
•  Email Surveillance
  
•  RIA Compliance and CCO Services
  

Contact Us 

Patten Training & Review
info@pattentraining.com
281-419-6030